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About

Mission and Guiding Principles

Mission

Office of Audit, Risk and Compliance (OARC) talent and resources advance and integrate risk awareness, internal controls and compliance requirements; collaborate on proactive and innovative improvements to business processes; and provide high-quality audit and advisory services to university and health system stakeholders. 

Goals of our mission:

  • Recruit and develop high-caliber people
  • Be leaders
  • Deliver recognized value
  • Make important professional contributions (external)
     

Guiding Principles

Teamwork

  • Achieve more together
  • Partner and collaborate with our Duke community
  • Focus on synergy

Integrity

  • Adhere to professional standards and institutional expectations
  • Provide uncompromised services
  • Communicate and act with honesty, fairness, openness, respect and empathy

Diversity

  • Create understanding and collaboration across dimensions of difference
  • Promote thinking and action based on merit
  • Recognize and respect the value of individuals and their perspectives

Trustworthiness

  • Be accountable to our stakeholders and each other
  • Maintain confidentiality
  • Keep promises and follow through on commitments

Learning

  • Listen, understand, engage and apply knowledge to develop solutions
  • Build on success and grow from mistakes
  • Constantly adapt; commit to training, coaching, research and curiosity

Excellence

  • Innovate, challenge the status quo and exceed stakeholder expectations
  • Invest in people and resources
  • Build relationships, deliver value and communicate clearly
     

Management Team

Leigh Goller

Leigh P. Goller

​​Executive Director of Audit, Risk and Compliance
Tel. 919-613-7673
Email: leigh.goller@duke.edu
Bio

 

Terry Follmer

Terry A. Follmer

​Director of IT Audit
Tel. 919-613-7630
Email: terry.follmer@duke.edu
Bio

 

Joanna Rojas

 

Joanna F. Rojas

​Director of University Audit
Tel. 919-613-7674
Email: joanna.rojas@duke.edu
Bio

 

 

 

Derek L. Robinson

​Director of  Health System Audit
Tel. 919-613-7637
Email: derek.robinson@duke.edu
Bio

 

 

David Falcone

 

David J. Falcone

Director of Privacy, Ethics and Compliance / University Compliance Officer
Tel. 919-684-0303
Email: david.falcone@duke.edu
Bio

 

 

Organizational Chart and Directory

OARC's staffing structure is laid out in our org chart.

For our staff directory please click here.

 

Sustainability LogoDuke University seeks to attain and maintain a place of leadership in all that we do. This includes leadership in environmental stewardship and sustainability on campus, in our medical institutions and in the larger community of which we are a part.  The Duke Office of Audit, Risk and Compliance is proud to be a Certified Duke Green Workplace.  For more information on Duke Sustainability, please visit sustainability.duke.edu.  Bleed Blue.  Live Green.

 

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